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Our Responsibility to You

RESNN Investments, LLC is a Registered Investment Advisor (RIA) in the state of Colorado.

Unlike most Financial Planners, Financial Advisors, Certified Financial Planners (CFPs), Stock Brokers, and Investment Advisors, we have a legal fiduciary responsibility to our client.

The term fiduciary refers to a relationship in which one person has a legal responsibility of care for the assets or rights of another person. What this means for you, is that RESNN Investments is required BY LAW to act at all times for the sole benefit and interest of you, our client.

A fiduciary duty is the highest standard of care at either equity or law.  As a fiduciary, we may never put our personal interests before the duty, and must not profit from our position as a fiduciary, unless the other party consents.

“We have a legal fiduciary responsibility to our client.”

Working with a Registered Investment Advisor that is a fiduciary avoids conflicts of interest whereby the advisor might invest in something that is not in the client’s best interest.  Since we are required, by law, to act in your best interest, it should allay any concerns that are usually present in most financial arrangements.  Our transactions are conducted legally with oversight by the State of Colorado, the state securities commission in your home state and the SEC.

To read more about the difference between financial planners and how that affects you, please read our blog post on the topic: What is a financial advisor?

Feel free to review our legal SEC – Financial Industry Regulatory Authority Registration documents at  Our IARD/CRD Number is 165087.